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PRACTICE AREAS

General Counsel Experience, Transaction-Specific Expertise

Law Firm

SECURITIES TRANSACTIONS

Buy-Side and Sell-Side Representation

BUY SIDE

  •  VC Fund Formation & Placements

  •  Opportunity Zone Fund Formation & Placements

  • SPV and Sidecar Formation & Placements

  • Deal Diligence and Investment Docs-


SELL SIDE

  • Private Placement Offering Structure and Documentation

  • Reg D, Reg A, and Reg CF Offerings

  • SAFE, Common and Preferred Stock, and Convertible Debt Offerings

  • Term Negotiation and Placement

  • Issuer Diligence Prep

INVESTMENT ADVISOR REGULATION

1940 Acts and State Regulations

  • Adviser Registration, Licensing, and Exemption

  • Adviser Representative Registration, Licensing, and Exemption

  • Form ADV and State Filings

  • Compliance Manuals, Programs, and SEC Exam Prep

  • Conflict of Interest Disclosures

  • Investment Advisory and Service Agreements

Court
Courthouse

CORPORATE TRANSACTIONAL LAW

General Business Counsel

  • Software and IP Licensing

  • Secured & Unsecured Debt Financing

  • Employment Law and Documentation

  • IP Protection & Registration

  • Franchising

  • Contractor Agreements

  • Equity Incentive Plans

TAX EXEMPT ENTITY REGULATION

Social Enterprise and Impact Investment Strategies

  • Nonprofit Entity Formation

  • Tax Exempt Entity (TEO) Application for Tax-Exempt Status

  • Hybrid For-Profit / Non-Profit Structures

  • Program Related Investments

  • Donor Advised Fund Structures

  • Compliance for TEOs and Hybrid Structures

City Skyline
Business Team

REAL ESTATE TRANSACTIONS

Landlord, Tenant, and Investor Representation

LEASES

  • Landlord and Tenant Representation

  • Lease Workouts

  • LOIs

  • Lease Drafting and Negotiation

  • Lease Management

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BUY/SELL

  • Transaction Review and Due Diligence

  • Drafting of Purchase and Sale Agreements

  • Managing Acquisition Process

  • Managing Real Estate Portfolio Legal Needs

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